Public Service Commission: Open Government Implementation Plan

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Table of Contents

1. Executive Summary

Canada has a longstanding commitment to openness and accountability as a cornerstone of a strong, modern democracy. From the passing of access to information legislation over 30 years ago to current open government and proactive disclosure activities, the Government of Canada has worked to ensure transparency on federal operations to enable Canadians to hold their government accountable. The commitments included in Canada’s Action Plan on Open Government 2014-16 will further the progress on the delivery of transparent and accountable programs and services focused on the needs of Canadians.

The proactive release of data and information is the starting point for all other open government activity. Accordingly, the Government of Canada has firmly established an “open by default” position in its mandatory policy framework by issuing the Directive on Open Government.

The mandate of the Public Service Commission (PSC) is to promote and safeguard merit-based appointments and, in collaboration with other stakeholders, to protect the non-partisan nature of the public service. Under the delegated staffing system set out in the Public Service Employment Act (PSEA), the PSC fulfills its responsibilities by providing policy guidance and expertise, conducting effective oversight, delivering innovative staffing and assessment services, and reporting to Parliament on the performance of the staffing system and non-partisanship in the public service.

The key drivers for change at the Public Service Commission are to remain aligned with the core principles of the mandate of the Commission, by providing open data and information as it relates to the mandate and the information available to the Commission, not only in the areas where the Commission is already  publishing reports (such as the Annual Report to Parliament and the Survey on Staffing), but also where the data and information can support better decision-making, and information needs of Canadian citizens and other groups offering programs and support to Canadians.

The publication schedule for the annual update to the OGIP will be in line with the TBS calendar and at the same time as the MAF input, to ensure full alignment and same approval path.

The Public Service Commission sees great opportunity in continuing to open its data and information as it relates directly with its mandate to report on the application of the PSEA across the Government of Canada and support better decision-making to staffing delegates. The Commission is looking forward to continue proactively providing information that can enable self-regulation and continue to support HR planning, through the yearly planning cycles.

2. Approvals

Omer Boudreau
Information Management Senior Official
Corporate Management Branch
Public Service Commission

Date

 

Denis Skinner
Director General and Chief Information Officer
Information Technology Services Directorate
Public Service Commission

Date

 

Raman Srivastava
Director General
Data Services and Analysis Directorate
Public Service Commission

Date

 

Christine Donoghue
Acting President /
Public Service Commission

Date

 

3. Purpose

This document describes the Public Service Commission’s plan to complete activities and deliverables aligned to the requirements of the Directive on Open Government, in order to achieve full compliance by the implementation deadline.

The objective of the Directive is to maximize the release of government information and data of business value to support transparency, accountability, citizen engagement, and socio-economic benefits through reuse, subject to applicable restrictions associated with privacy, confidentiality, and security. (Directive on Open Government, Section 5.1)

The expected results of the Directive on Open Government (Section 5.2) are that Canadians are able to find and use Government of Canada information and data:

  • to support accountability;
  • to facilitate value-added analysis;
  • to drive socio-economic benefits through reuse; and,
  • to support meaningful engagement with their government.

This document may also describe, if applicable, the institution’s plan to complete activities and deliverables aligned to one or more of the twelve commitments described in Canada’s Action Plan on Open Government 2014-16.

4. Context

The mandate of the Public Service Commission (PSC) is to promote and safeguard merit-based appointments and, in collaboration with other stakeholders, to protect the non-partisan nature of the public service. Under the delegated staffing system set out in the Public Service Employment Act (PSEA), the PSC fulfills its responsibilities by providing policy guidance and expertise, conducting effective oversight, delivering innovative staffing and assessment services, and reporting to Parliament on the performance of the staffing system and non-partisanship in the public service.

As of , the Public Service Commission is comprised of 737 employees, of which 11 work in Nova Scotia (Halifax), 41 work in Quebec (Montreal), 663 work in the National Capital Region (Gatineau), 17 in Ontario (Toronto), and 5 in British Columbia (Vancouver)Footnote 1.

The Public Service Commission is one of Shared Services Canada’s (SSC) partners. As such, the infrastructure components (network, data centre and telecommunications) are provided by SSC. The PSC maintains a portfolio of applications ranging from small to very large in scope, including the applications supporting all public service staffing (Public Service Resourcing System) and Priorities Management for Persons with Priority status. The Public Service Commission also provides services for testing, whether for entry-level or senior level personnel, some of which use the technology platforms. The technological environment is varied, and the organization is continuing its journey to rationalize legacy applications, and adopt GC Enterprise standards. Data is not yet consolidated in a single Enterprise Data Warehouse (EDW) however, there are plans to continue to include more data into the PSC EDW, which will facilitate collating and releasing of information for the purpose of Open Government / Open Data directive.

The Public Service Commission is the custodian of sensitive information about public servants, Persons with Priority status, investigations related to the application of the PSEA, appointments and other staffing-related data, etc. Given the level of sensitivity of this information, considerations of privacy will be paramount to the Commission’s strategy to release information to the public in order to ensure it meets its commitments and obligations, both from an OpenGovernment / OpenData standpoint, but as well from an information Stewardship standpoint.

The Public Service Commission sees great opportunity in continuing to open its data and information as it relates directly with its mandate to report on the application of the PSEA across the Government of Canada and support better decision-making to staffing delegates. The Commission is looking forward to continue proactively providing information that can enable self-regulation and continue to support HR planning, through the yearly planning cycles.

There will be a requirement to ensure the Commission publishes data in a way that is consistent with other departments reporting on shared subjects (either reporting on same / similar data, or owning part of the original datasets forming the Commission’s aggregated information). Part of the solution will be to clarify inclusions and exclusions, and basis for selection of the data and information being shared.

Establishing proper timing and frequency of updating datasets will be key to ensuring the Commission complies with the directive, while at the same time providing proper conditions to be able to answer public enquiries in a meaningful way.

5. Outcomes

  • The Public Service Commission will contribute to the Government of Canada’s goal of transparency of institutional decisions and decision-making processes through providing staffing data and priorities management information to the Canadian public;
  • These datasets can also contribute to not only providing valuable information to PSEA organizations and other programs aimed at supporting persons seeking employment in the public service (including veterans and Persons with Priority entitlement), but also allow for the development of targeted programs to assist specific groups in securing jobs within the Government of Canada.
  • The release of information with regards to political activity will provide valuable information to the Canadian public with regards to public servant’s political activity and will contribute to strengthen Canadian citizen’s confidence in the Government of Canada and its employees.
  • Release of datasets related to staffing will facilitate continuing monitoring the performance of the staffing system through raising awareness of current status of the staffing system, in terms of effectiveness, efficiency and fairness.
  • It is expected that there will be efficiency gains in time by accessing the data directly and in a useable format in comparison with data released in the Annual Report and other aggregated reports.
  • It is expected that release of regional distribution of public service jobs will contribute to improve transparency of the Government of Canada and will also contribute to various research on labour market and skills set required for government jobs

6. Governance Structures and Decision Processes

The following sub-sections describe the governance structures and decision processes that support open government and how those responsibilities are delegated and fulfilled within the institution.

6.1 Roles and Responsibilities – Deputy Head and Information Management Senior Official

The governance of the Public Service Commission’s Open Government Implementation Plan (OGIP) is informed by the responsibilities identified for the Information Management Senior Official (IMSO) and Deputy Head (DH) in sections 6 (Requirements), 7 (Monitoring and Reporting Requirements), and 8 (Consequences) of the Directive on Open Government.

The Public Service Commission’s IMSO (Vice President, Corporate Management Branch) is responsible for the creation, approval, publication, and maintenance of the Open Government Implementation Plan (OGIP). This responsibility is fulfilled through partnership with the IT Services Directorate (ITSD) and the Data Services and Analysis Directorate (DSAD). The content of the OGIP will be reviewed by the Public Service Commission’s ATIP Directorate, DSAD, the Policy Branch and appropriate business stakeholders, given their role of information and data custodians.

The OGIP will be approved by the Public Service Commission’s Executive Management Committee, including all Vice-Presidents, and the President, prior to submission for internet posting.

Given Information Management is under the responsibility of the CIO, the ITSD will be monitoring the Open Government Implementation Plan (OGIP) to ensure that gaps in performance and compliance issues are corrected and to report significant performance and compliance issues to the Chief Information Officer Branch of the Treasury Board Secretariat.

The integration of the requirements of the Directive on Open Government into any new plans for procuring, developing, or modernizing departmental information applications, systems, or solutions in support of the delivery of programs and services will be under the responsibility of the CIO, given all IT solutions, tools and contracts fall under his responsibility.

6.2 Roles and Responsibilities – Key Stakeholders

Identification of optimal data groupings, release timing and limitations on data and information sharing will be done by all data and information stewards, in consultation with the Departmental Security Officer (DSO), the Information Management Office, the ATIP Directorate and the Chief Information Officer (CIO), as applicable.

The Data Services and Analysis Directorate will be responsible for the development and maintenance of qualitative inventories of data resources of business value held by the institution. This responsibility will be fulfilled in collaboration, and with input from data stewards and the Information Management group.  Identification and preparation of data be released to the public from the analytical environments will be led by the Data Services and Analysis Directorate, in collaboration with data stewards, and in consultation with the Departmental Security Officer (DSO), the Information Management Office, and the Chief Information Officer (CIO). In some cases, coordination with other Departments may be required.

The Information Management group, within the IT Services Directorate will be responsible for the creation and maintenance of the inventories information resources of business value held by the institution. This responsibility will be fulfilled in collaboration, and with input from information stewards, and in consultation with the Departmental Security Officer (DSO), the Information Management Office, and the Chief Information Officer (CIO). Identification and preparation of information of business value to be released to the public will be led by the Information Management Group, with input from data stewards, and in consultation with the Departmental Security Officer (DSO), and the Chief Information Officer (CIO).

Prior to releasing data and information resources of business value, the following groups will review and approve the content: the Access to information and Privacy Director, the DSO and the CIO.  The removal of access restrictions from institutional data and information resources of enduring value prior to transfer to Library and Archives Canada will be managed by the CIO, in the Information Management office, with support from functional specialists, and in collaboration with the data stewards.

The Communications and Parliamentary Affairs Directorate will be responsible for managing any media and public enquiries related to data and information released via Government of Canada web sites and services designated by the Treasury Board of Canada Secretariat, with full support from PSC Program areas and internal services, including the DSO, ATIP Directorate and CIO. Once the data and information resources of business value to be released to the public have been identified, the Public Service Commission Deputy Head (the President) will approve.

The Communications and Parliamentary Affairs Directorate will be responsible for reviewing material to be published on the internet and related communications products, prior to approval by the PSC President and senior executives (VPs).

6.3 Communication, Awareness, and Engagement

To maintain engagement and support at the executive level and continue demonstrating support for full implementation of the directive, the Executive Management Committee will be responsible for supporting the development and implementation of an internal change management and communications strategy (with support from all areas of the organization) to ensure the purpose and plan of the OGIP and resulting deliverables are understood, responsibilities are clear, and engagement at all levels of the organization.  As such, the PSC’s Open Government internal communication and change management will be developed and executed within the last two quarters of the 2015-16 FY.

As the first data sets are released and the plan moves into execution phase, regular communications will continue to occur to share successes and continue to monitor and encourage progress.

7. Planning Table

Institutions to provide content based on the instructions in the Guidance on Using the Open Government Implementation Plan (OGIP) Template (including the deliverables and milestones listed in Annex A – Planning Table A Deliverables / Milestones).

Planning Table A: Directive on Open Government Requirements

Reference Compliance Requirement Deliverables / Milestones Lead Activities Start Date End Date Resources
(Human and Financial)
Status
DOG 6.1 Maximizing the release of Government of Canada data and information under an open and unrestrictive licence designated by the Treasury Board of Canada Secretariat Public Service Commission’s Data Release Plan DSAD

Develop the Public Service Commission’s Data Release Plan draft
Consult with IM working group
Consult with Integration Committee
Approve

Q2, 2015-16 Q1, 2016-17

IM Specialists
IT Specialists
Information stewards
EMC

 
Public Service Commission’s Information Release Plan ITSD

Develop the Public Service Commission’s Information Release Plan draft
Consult with IM working group
Consult with Integration Committee
Approve

Q2, 2016-17 Q2, 2017-18

IM Specialists
IT Specialists
Information stewards
EMC

 
DOG 6.2 Ensuring that open data and open information is released in accessible and reusable formats via Government of Canada websites and services designated by the TBS Listing of accessible and reusable formats (for data and information) to be used at Public Service Commission ITSD

Review current formats used for open data / open information
Consult with other departments
Establish Open Data / Open Information PSC formats

Q3, 2015-16 Q4, 2015-16

DSAD
IM Specialists
IT Specialists

 
Conversion process(es) for data identified for release whose native format is not accessible and reusable ITSD Establish Open Data PSC standardized formats Q3, 2015-16 Q4, 2015-16

DSAD
IM Specialists
IT Specialists

 
Conversion process(es) for information identified for release whose native format is not accessible and reusable IMSO Establish Open Information PSC standardized formats Q2, 2016-17 Q2, 2017-18

DSAD
IM Specialists
IT Specialists

 
Release process to support the publication of Public Service Commission’s data ITSD Document and seek approvals for the PSC Open Data publication formats Q3, 2015-16 Q4, 2015-16

DSAD
CPAD
CIO
DSO

 
Release process to support the publication of Public Service Commission’s information IMSO Document and seek approvals for the PSC Open Information publication formats Q2, 2016-17 Q2, 2017-18

DSAD
CPAD
CIO
DSO

 
DOG 6.3 Establishing and maintaining comprehensive inventories of data and information resources of business value held by the department to determine their eligibility and priority, and to plan for their effective release (6.3) Methodology for establishing a data inventory DSAD Develop strategy for developing data inventory Q1, 2016-17

IT Resources
Data Stewards

In progress
Methodology for establishing an information inventory IMSO

Consult with other departments
Develop PSC methodology

Q4, 2016- 17

IM Resources
IM working group
Information Stewards

 
Data inventory (detailed, itemized list(s) that describe the volume, scope and complexity of the data held by Public Service Commission) DSAD Build data dictionary and glossary Q2, 2016-17

IT Resources
Data stewards

In Progress
Information inventory (detailed, itemized list(s) that describe the volume, scope and complexity of the information held by Public Service Commission) IMSO

Use current inventories of information
Add information from sources not already inventoried

IM Resources
IM working group
Information Stewards

 
Renewal process(es) to maintain the currency of Public Service Commission’s data inventory DSAD Include renewal of inventory into data strategy Q1, 2016-17

IT Resources
Data stewards

 
Renewal process(es) to maintain the currency of Public Service Commission’s information inventory IMSO

Review information inventory
Document renewal process and identification of new information
Obtain sign off on process and

IM Resources
IM working group
Information Stewards

 
Assets included in the data inventory are evaluated to determine their eligibility and priority for release DSAD Include eligibility criteria and process into data strategy Q1, 2016-17

IT Resources
Data owners
ATIP Directorate

 
Assets included in the information inventory are evaluated to determine their eligibility and priority for release IMSO

Review Information inventory
Establish eligibility criteria and acceptable exemptions
Develop plan to release Information assets

IM Resources
IM working group
Information Stewards
ATIP Directorate

 
DOG 6.4 Developing, posting to the designated website, implementing, and annually updating a departmental Open Government Implementation Plan (OGIP) Governance structures are in place to oversee the implementation of Public Service Commission ’s OGIP DSAD

Develop EDW charter and governance structure that include OGIP
Seek approval for data governance
Implement additional governance structures (if applicable) and regular data governance proceedings

Q1, 2016-17

ITSD
PSC Executives

In Progress
Public Service Commission’s Open Government Implementation Plan (OGIP) IMSO

Develop draft plan
Consult Integration Committee
Consult and secure approval of EMC

Q3, 2015-16

Integration Committee
Executive Management Committee

In Progress
Signatures in section 2 (Approvals) of Public Service Commission’s OGIP IMSO Sign PSC OGiP Q1, 2016-17

IMSO
CIO
DSO
PSC President

 
Public Service Commission’s OGIP is staffed and funded EMC

Evaluate resource requirements
Approve funding for resources requirements

Q3, 2015-16 Q4, 2015-16

IMSO
DSAD
IM Manager
Data Stewards

 
Monitoring and reporting processes for assessing progress and maintaining the currency of the Public Service Commission’s OGIP IMSO

Prepare detailed project plan
Track progress against plan
Report on progress on the plan

Q4, 2015-16 Q2, 2016-17

IMSO
PMO

 
Public Service Commission’s first annual update to the OGIP IMSO

Consult stakeholders for updates to the plan
Seek approval at the executive level
Assess resources requirements
Obtain funding for next year’s planned activities

Q1, 2016-17 Q2, 2016-17

DSAD
DSO
IT Resources
Data and information stewards
CPAD

 
Public Service Commission’s second annual update to the OGIP IMSO

Consult stakeholders for updates to the plan
Seek approval at the executive level
Assess resources requirements
Obtain funding for next year’s planned activities

Q1, 2016-17 Q2, 2017-18

DSAD
DSO
IT Resources
Data and information stewards
CPAD

 
Public Service Commission’s third annual update to the OGIP IMSO

Consult stakeholders for updates to the plan
Seek approval at the executive level
Assess resources requirements
Obtain funding for next year’s planned activities

Q1, 2016-17 Q2, 2018-19

DSAD
DSO
IT Resources
Data and information stewards
CPAD

 
Public Service Commission’s fourth annual update to the OGIP IMSO

Consult stakeholders for updates to the plan
Seek approval at the executive level
Assess resources requirements
Obtain funding for next year’s planned activities

Q1, 2016-17 Q2, 2019-20

DSAD
DSO
IT Resources
Data and information stewards
CPAD

 
DOG 6.5 Maximizing the removal of access restrictions on departmental information resources of enduring value prior to transfer to Library and Archives Canada. Methodology for the removal of access restrictions from data and information resources of enduring value prior to their transfer to the LAC IMSO

Consult stakeholders
Consult with LAC for guidance
Consult other departments
Seek approval at the executive level
Assess impacts on current processes
Update PSC processes

Q1, 2016-17

IM Resources
ATIP
DSO
IM working group
Information Stewards

 
Methodology for the removal of access restrictions from data and information resources of enduring value prior to their transfer to the LAC is integrated into Public Service Commission’s disposition plans and procedures. IMSO

Consult stakeholders
Consult with LAC for guidance
Consult other departments
Seek approval at the executive level
Assess impacts on current processes
Update PSC processes

Q1, 2016-17

IM Resources
ATIP
DSO
IM working group
Information Stewards

 
DOG 6.6 Ensuring that open government requirements in sections 6.1 to 6.5 of this directive are integrated in any new plans for procuring, developing, or modernizing departmental information applications, systems, or solutions in support of the delivery of programs and services Governance structures are in place to ensure that the requirements of the Directive on Open Government are integrated into any new plans for procuring, developing, or modernizing departmental information applications, systems, or solutions IMSO

Identify appropriate governance instances
Consult with other departments

Q2, 2016-17 Q4 2016-17

DSAD
IM specialists
OGDs
CMB – Procurement
CIO

 
Directive on Open Government requirements are integrated into Public Service Commission’s procurement process(es) for information applications, systems, and solutions IMSO Identify and update internal processes, as required Q2, 2016-17 Q4 2016-17

DSAD
IM specialists
CMB – Procurement
CIO

 
Directive on Open Government requirements are integrated into Public Service Commission’s development process(es) for information applications, systems, and solutions IMSO Identify and update internal processes, as required Q2, 2016-17 Q4 2016-17

DSAD
IM specialists
CMB – Procurement
CIO

 
Directive on Open Government requirements are integrated into Public Service Commission’s modernizing process(es) for information applications, systems, and solutions IMSO Identify and update internal processes, as required Q2, 2016-17 Q4 2016-17

DSAD
IM specialists
CMB – Procurement
CIO

 
DOG 7.1 Departmental information management senior officials, as designated by the deputy heads, are responsible for overseeing the implementation and monitoring of this directive in their department. Performance framework for the monitoring of Public Service Commission’s progress against the activities and deliverables / milestones in the OGIP IMSO

Determine PSC measures
Setup reporting structure and frequency

Q1, 2016-17 Q2, 2016-17

IMSO
PMO
CPAD
Data and information Stewards
Corporate Management Branch
DSAD

 
Progress against the activities and deliverables / milestones in the OGIP is regularly reported to the governance structures in place to oversee the implementation ITSD

Determine PSC measures
Setup reporting structure and frequency

Q1, 2016-17 Q2, 2016-17

IMSO
PMO
CPAD
Data and information Stewards
Corporate Management Branch
DSAD

 
Performance framework for the monitoring of Public Service Commission’s ongoing compliance to the requirements of the Directive ITSD

Measure against progress
Develop dashboard for executives
First report to executives

Q1, 2016-17 Q2, 2016-17

IMSO
PMO
CPAD
Data and information Stewards
Corporate Management Branch
DSAD

 
Process to ensure significant difficulties, gaps in performance, or compliance issues are reported to the Deputy Head (DH) ITSD

Measure against progress
Develop dashboard for executives
First report to executives

Q1, 2016-17 Q2, 2016-17

IMSO
PMO
CPAD
Data and information Stewards
Corporate Management Branch
DSAD

 
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